Part I- Authentication,
authentication experts and references
"There are several types
of men.The ones that learn by reading.
The few who learn by observation.
The rest of them have to pee on the electric fence for themselves. "
---Will
Rodgers
"You
can fool all of the people some of the time and you can fool some
of the people all of the time but you cannot fool all of the people
all of the time."
The
conundrum for autograph collectors is how to determine the authenticity
of an autograph . This problem has been around for a very long time
but has resurfaced in part because of the widespread publicity associated
with various Federal sting' operations on criminals producing
forged sports items. In addition, prior to that, there were the media
scandals surrounding the phony Mormon Papers, the forged Hitler Diaries,
the phony Japanese Surrender Document and the bogus John Kennedy-Marilyn
Monroe marriage contract. All of these episodes involved either fake
documents or bogus signatures or both. These events combined with
new facts regarding some of the 'authentication' services has heightened
mistrust and skepticism of hobbyists( or autographists) so we have
set forth some guidance for collectors that will help them develop
a more balanced perspective regarding autograph authentication.
The
individual mountebanks posing as experts who authenticated
anything for a fee on ebay three or four years ago, are now
NOT allowed to authenticate an ebay auction. Although the appearance
of experts as authenticators started with individuals,
now there are, as mentioned previously, authentication services
some of which even have panels of autograph sub-specialists. However,
many of these experts'
either
have no bona fides or may never actually examine the autograph
they supposedly authenticate which is the most plausible explanation
for why two well known 'authenticators' misidentified a souvenir
German surrender document (see insert left) signed by Admiral Donitz
as having been signed by Admiral Nimitz-a mistake for the ages.
Also, the buzz among dealers is that many genuine items, some obtained
in person have been dubbed as Not Genuine
or Likely Not Genuine by various authentication services.
Also some items that have been tagged as Not Genuine by
'authenticators' were acually purchased from one of the same authenticator
or their associates. As a recognized expert in the autograph field
has stated many times, "it is people who authenticate autographs
and not organizations (companies)." ****Also, very recently
a leading eastern dealer/auction house was forced to withdraw a handwritten
Reagan letter but only after the forger called and admitted the forgery.
The victimized dealer said, "well, you know authenticating autographs
is not an exact science." That is the understatement of the century.
In addition, if you follow the various web logs and independent web
sites you will find that real authorities in autographs have pulled
the curtain aside on many of these " Great and
Powerful Ozes " and have reported their investigations
extensively (References at the End of this post).
A
point that has never been made in print before is that , in almost
every case, any authentication of an autograph is an opinion and
not a fact. Of course this
is also true in other collectibles fields-art, antiques, etc. In other
words it is a very unusual case where someone can prove in
a scientific sense that any autograph or any other collectible is
authentic irrespective of claims to the contrary. The only time
one can be certain that an autograph is authentic is if someone signs
an item and hands it directly to him/her. But there are also special
circumstances outlined in the next paragraph where a technology used
to create a fake or forged item can be dated that proves a document
bogus. Other than these special circumstances, once again, any
authentication in autographs is almost always an opinion and
not a fact . Therefore, all so called certificates of authenticity
(COAs) should be viewed only as expressing a best opinion that
the item that has been examined is authentic.We therefore issue CERTIFIED
OPINIONS AS TO AUTHENTICITY AND WE INDEMNIFY THAT OPINION WITH A LIFETIME,
FULL REFUND GUARANTEE.
A dealer who sells five and six figure sports items stated recently
that he really did not pay much attention to all the adverse publicity
regarding the authentication services because they are right more
often than they are wrong. After recovering from the shock of that
statement it was pointed out that authenticators have two choices:
bogus or authentic. That means, from a statistical standpoint, at
worst their baseline is a 50% chance of getting the right answer by
guessing-that is, without even looking at the item. The question is,
how much better do they perform above their baseline or coin flip
standard ? That information is not yet available.
Exceptions to the main
point of the foregoing paragraph are a few instances when experienced
forensic document experts with vast resources from Federal or other
law enforrcement agencies have been able to prove that a document
is bogus. To whit: the FBI showed that the supposed marriage contract
between Marilyn Monroe and JFK referred to previously was typed on
an IBM typewriter that was not invented until after they both were
dead and an erasure tape was used that was not available until long
after the date of the bogus contract.Several experienced dealers were
duped by this fraud but one later testified against those who perpetrated
the scam and helped send them to prison. In the case of the Mormon
papers, a forensic expert from the FBI using high power examination
discovered that the documents had all been hung up to dry at the same
angle suggesting that they were all forged. Another recent example
of proving documents false was the CBS-RATHER-MAPES Bush National
Guard Memo fiasco. Once again, disproving their authenticity was accomplished
by demonstrating that the documents were produced by a technology
(Microsoft Word) that was not in existence at the time
the documents were alleged to have been written. It is interesting
in this episode that the clowns involved allowed that, yes, the documents
they were touting may in fact not have been real but that we all should
believe CBS because they (CBS) believed the story was true. Now there
is a standard for journalism excellence if I ever heard one!! This
was one of the first examples where a fraudulent activity of a major
news organization and its sources was exposed by the web log crowd
(the 'bloggers'). (Recently the bloggers have also exposed major news
services 'doctoring' their wire service photographs and the beat goes
on). So,with the exception of the special circumstance where a technology
that can be dated is involved,once again, proving the authenticity
a document or autograph or even a photograph may be difficult. And
most dealers do not have resources like those of the U.S. government
at their command.
So what are the criteria
that most dealer-experts use to render their opinion
on authenticity? Most dealers have experience or the equivalent of
the collective memory of " the minds eye." They often
know intuitively when something is not right. But, beyond that, the
first step for most dealers is to compare any autograph with known
examples of the subjects writing. There are extensive reference
books with reproduced examples (exemplars) of the writings of famous
people and experienced, reputable dealers have this reference material
at their command. Signatures on checks and contracts are especially
valuable references for obvious reasons. With the advent of the internet,
more and more signature studies are being done that detail,especially
in the case of U.S. Presidents so the signatures of not only all of
his secretary or proxy signers have been documented but also all of
the known examples of his printed or autopen signatures are cataloged.
These studies appear on the web on a regular basis and some have been
published in book form (references below). Second, it is important
to know the history of paper making and to make sure that the paper
matches the era in which the autograph was written. Again there are
good articles and books available on the history of paper making and
paper water marking and this history is known to experienced dealers.
Third, dealers also pay particular attention to the writing instrument
and ink** used to produce the autograph. George Washington could not
have employed a ball point pen which was not in widespread use until
mid-1940s nor did old George use a felt tipped pen which first
appeared in the 1960s. Fourth, one can be reassured to some
degree if the autograph has been bought and sold several times by
reputable dealers or by auction houses that stand behind what they
sell as authentic. Fifth, high power magnification will show trace-over
signatures and sometimes a pattern of ink application indicating a
machine generated signature. Sixth, any reputable dealer has a record
of where all his inventory came from-in other words, the dealer's
source. Forgers can never produce a source that
can be checked. This is a key point.WE HAVE A RECORD OF THE ORIGIN
(SOURCE) OF EVERY ITEM WE HAVE EVER SOLD. Seventh, beware of dealers
selling primarily cut signatures on small scraps of paper at bargain
prices. An upper Midwest dealerknow for selling questionable cut
signatures just bought a large archive of old documents with no historical
value at auction-??for the paper. ( BTW-Since this article was first written this character
has even been tossed off ebay) These characters, like all psychopaths, think legitimate
dealers do not notice such things. Many of these forgeries of one
sort or another are found all over ebay.Eighth, look for supporting
material such an envelope of transmittal that may accompany any letter.
And, finally, reputable dealers have one thing that sustains them
and that is their reputation and most good dealers offer an open-ended,
money back guarantee that everything they sell is authentic. EVERYONE
MAKES AN OCCASIONAL MISTAKE OR, DESPITE BEST INTENTIONS, MISSES A
FORGERY. THE QUESTION IS, WILL THE DEALER OR AUCTION HOUSE STAND BEHIND
WHAT THEY SELL AND NOT HIDE BEHIND AN AUTHENTICATOR???
In addition to the basics
mentioned previously herein there are certain categories of autographs
that are either more likely to be authentic and others that are more
frequently forged. For example, certain documents like the standard ships papers
signed by the early presidents, the Military Commissions
of Lincoln and early documents like Revolutionary War
Discharge Certificates by Washington are all authentic. However,
cut signatures without a contiguous example of writing are probably
one of the most likely types of autographs to be forged-especially
signatures of modern celebrities and, recently, Lincoln cuts. Here
again, the experience of a dealer is very important in sorting out
the real ones from the fakes. That is why free franks are preferred
when looking for signatures although attempts at forging free franks
before there were postmarks has been reported. Of course, many dealers
shy away from modern sports and Hollywood material unless it is obtained
by a company at an in-person signing and backed up by a hologram or
some such device. In addition to the basics, most experts draw on
a wealth of experience that is part of the unpublished
knowledge about how certain historical personages signed or did not
sign. Dealers have been reluctant to set forth this type of nuanced
information because it is the expertise they employ to detect forgeries.
For example, certain personalities almost always signed on the darkest
part of a photograph rather in a light area where their signature
would be seen more clearly and thus was more easily copied. Further,
dealers know that some presidents, e.g. JFK and LBJ almost never signed
anything during their political careers: they used proxy signers ,secretaries
or autopens to sign for them.
The autopen is a mechanical
device (See illustration) that is the bane of the autograph collector.
It is a mechanical device that, using a genuine signature as a template,
mechanically signs documents or photos all with identical signatures.
The problem is most individuals, like a president for example, have
multiple autopen templates which make detecting them more difficult.
The autopen has been used by people you might not think would need
to do so like, for example, Wernher von Braun while he was at Huntsville,
as well as our
presidents
or other celebrities who simply cannot answer all autograph requests.
And, recently it was rteported that Albert Einstein had an autopen
to sign checks. This is a major new discovery in the field. (ref:autographalert.com).
Dealers and collectors have worked assiduously to detect and document
autopen patterns of everyone from the astronauts to those of our presidents.
These studies often appear in the publications of the major autograph
clubs that any collector can join or on the internet on sites referenced
at the end of this article. Again, there is a rather extensive literature
on the autopen and reputable dealers are familiar with this problem
and many have autopen archives. Modern forgers have gone to great
lengths using photographic and other image reproducing techniques
such as screen printing to create forgeries.Some of these techniques
have been enumerated on the web site http://www.autographalert. These
reproductions abound on ebay. One infamous dealer was even
detected buying an autopen machine as well as old typewriters on ebay.
People are still buying from this dubious character. Although many
of the early forgeries by Spring and Cosey, two famous forgers of
a bygone era, have now been removed from the market, they still appear
on occasion. For example a well known dealer recently sold a Spring
forgery of a George Washington signature and the client consulted
another dealer for verification of authenticity who recognized Springs
characteristic work. However, it is now more difficult to create forgeries
of founding Americans because of the unavailability of period paper
and period ink.There is an excellent historical review of famous forgers
in the first part of a recent article posted on autographalert.com
## But one venue for special attention is ebay. I do not know
what percentage of autographs on ebay are authentic but we
can state unequivocally that a very large number are bogus. And, as
of the time this was written, PSA/DNA has the ultimate decision on
authenticity on ebay. The scoundrels selling bogus material often
maintain a favorable feedback profile by immediately returning the
buyers money if there is a complaint. But, more regarding autograph
auctions in Part II of this series.
NEW
-Harry Truman once said, "The only the only thing that is new
is the history you do not know." Thomas Jefferson first acquired
a letter-copying device, the forefather of the modern autopen?,which
he called "the finest invention of the present age" in 1804.
It was invented by English-born John Isaac Hawkins, who gave it the
name "polygraph." Based on the principles of the pantograph
it had two or more pens that were moved simultaneously by the writer's
hand, making a duplicate copy or copies strikingly like the original.
Hawkins assigned the American rights to the polygraph to artist and
museum director Charles Willson Peale a lifelong friend of Jefferson,
who began production of the device, making additional improvements
to it. Jefferson, who used only the two-pen models, received his first
polygraph in March of 1804, soon returning it for another. He bought
a second one for use at Monticello and regularly exchanged his machines
for new ones, as Peale continued to perfect the design. In 1804
Jefferson abandoned his copying press and for the rest of his life
used exclusively the polygraph for duplicating his correspondence.
A new book summarizesthe details of Jefferson's polygraph and details
how collectors can tell an original hand written letter from a polygraph
copy.*****Two of his polygraphs survive, one in the American
Philosophical Society, and the other, is on display at Monticello.
JEFFERSON'S POLYGRAPH
There is a new wrinkle
to the machine-generated signature. It is claimed that Margaret Atwood
of Canadian sci-fi literary fame has invented a robotic device (Called
The Long Pen) that allows her to sign remotely. Conceptually
we imagine that it may operate like the da Vinci Robotic Surgery System
that surgeons now use to do various kinds of surgery remotely and
which is manufactured by Intuitive Surgical (Ticker symbol ISRG).There
is a new video showing this machine in operation- links to a discussion
of the Atwood device and the video-
http://www.unotchit.com/
http://www.therawfeed.com/2006/02/invention-enables-signatures-from.html
We
will follow this development and report on it as we learn more.
We have posted
an aricle on the Long Pen on www.autographalert.com.
NEW-
Recently a relatively new technology to this field has been
touted as being useful to authenticate autographs.I am referring to
the VSC4plus apparatus made by the Foster & Freeman Company
(source info in References). This machine was developed originally
to detect alterations in official government or legal documents and
is used by forensic document examiners.This machine allows high power
examination of a document and, in addition, the document and the writing
thereon can be transilluminated with various light sources including
UV and infrared. Ink fluoresces based on the chemical content and
sometimes different inks respond diffrently to the same light source
so you often can tell whether more than one ink has been used. Even
ink from different batches from the same manufacturer may fluoresce
differently. Because of the ability to magnify greatly any autograph
the technology may detect trace-overs, alterations of writings, writing
that has been crossed out by magic markers or ink (in a sense you
can see through the cross out) and it often will, as mentioned previously,
detect whether more than one type of ink has been used to create the
writing. Further, the toner of copying machines, which is carbon black,
does not fluoresce like ink so the machine can distinguish some modern
copying technologies from ink on paper. And, finally, the machine
can detect impressions of writing that was done on an overlying page
that is not visible to the naked eye. A few autograph experts argue
that, under the best of circumstances, this technology might serve
as an adjunct in the authentication process in some cases.
And the same individuals claim right now it certainly will not provide
a simple, stand alone 'eureka'- type answer as to whether an autograph
is authentic in most cases and we agree with that point. After reviewing
all aspects of this machine with several individuals who use it and
after talking with and gaining input from John Reznikoff of University
Archives who also has experience with the technology, it is our impression
that eventually this machine may have some applications in our field.
However, for now, because of the expense that would be incurred in
purchasing this technology, a good high power magnifying lens and
a Wood's (UV) or black light are much less expensive alternatives
for the average dealer. Eventually a study by an independent investigator
will have to be done to compare the usefulness of the machine with
that of a loop and uv light in autograph authentication to determine
whether this technology will, based on the cost to benefit ratio,
become a vital part of autograph authentication.
A
couple of concluding points: despite the fact that the forgers are
knowingly breaking the law, most of the petty crooks have little risk
of being either caught or prosecuted. Law enforcement in this country
is rather fully occupied trying to keep the Islamofascists from killing
more Americans. And lawsuits, unless they involve very large financial
rewards, are a waste of time. The winners in almost every case-lawyers.
Therefore it is best to avoid the circumstances that lead to litigation
and protect yourself-it is more economic and more efficient.
So,
in the final analysis, what is a collector to do? First educate yourself
using some of the references that follows and by reading the literature
such as it is in the field to the extent time allows. The publications
of The Manuscript Society, UACC and some of the summary articles in
Autograph Collector Magazine should be read regularly by the
serious collector. Also, some of the key reference books are listed
herein under References at the end of this article: and the books
of course will provide additional references. Second, deal with a
reputable, experienced dealer. This advice appears to be self-serving
but it is the best advice any collector can receive and they disregard
it at their peril- the electric fence awaits
so to speak. Always buy not only the best things you can afford
but also items that have a good provenance or chain of ownership that
can be documented. Check and double check so-called cut signatures
and, when buying them, buy only from a reliable dealer-expert. When
evaluating a dealer, ask to see one or two catalogs (past or present)
or, these days, spend some time on their web site. Good dealers offer
a breadth and depth of material that conveys a sense of quality and
authenticity that will be evident to the discerning collector.Reputable
dealers usually belong to several professional societies and those
societies can be contacted to see if there are any outstanding complaints
against a given dealer. Make certain of the return policy of any dealer
should a question of authenticity arise. Also, determine in advance
how such disputes will be adjudicated.
Most
collectors have a field of interest and that field should be chosen
carefully. If a collector has an option, they should collect those
items that have a history of being authentic over the years such as,
for example, Lincoln military commissions, early presidents of the
U.S. or like items as mentioned previously. Finally, familiarize yourself
in detail with the nomenclature of the field (See Appendix). The complete
argot of the field can be found in most dealer catalogs or in reference
books and collectors need to know the nomenclature of the field to
be sure they know precisely what they are buying. There is no easy
way to authenticate autographs and most certificates of authenticity
are worthless. Anyone who tells you otherwise is being less than forthright.
One
final point for collectors: Make liberal use of any local or
regional historical society, any regional library with a manuscript
collection or Presidential Libraries in your region if you have questions.
Most archivists in these institutions are helpful to serious students
and collectors. The American Society of Archivists (Find on Google)
is also a good resource.
Update
5/24/07. Collectors need to keep up to date with respect to evolving
information in this field. Information about newer techniques of forgery,
new technology to examine manuscripts and new discoveries about mechanical
and proxy signers are appearing on a regular basis.THE REFERENCES
IN THIS ARTICLE SHOULD HELP keep collectors and dealers up to date.
##
The first part of this article is an excellent historical review of
well known American forgers appears in a recent posting on autographalert.com.
**It is not practical under most circumstances for autograph dealers
to get involved in analyzing ink chemically. There are only about
a dozen or so ink chemists in this country and their fees are prohibitive.
ACKNOWLEDGEMENTS:
Much of the material and many of the concepts represented
herein are original with the History Buff but this article also draws
on many other sources most of which are referenced.In addition, several
colleagues were kind enough to review and provide input into what
became the final draft of this article:we thank them all.
PART II OF THIS SERIES WILL DEAL WITH THE AUTOGRAPH AUCTION MARKET